Capital Raising and Securities Advisory Services
Companies often require funds to facilitate their operations and growth. To raise the necessary capital, companies have various options available. At Navneet K Arora & Co LLP, we provide professional advisory services to assist you in raising capital through the following methods:
Services We Offer:
- Issue of Equity shares as Initial Public Offering (IPO)/ Further Public Offering (FPO).
- Issue of Right shares.
- Issue of Bonus Shares.
- Preferential allotment of Equity Shares.
- Issue of Sweat Equity Shares (ESOS/ESPS).
- Issue of Convertible / Non-convertible Debentures & Bonds.
- Private Equity Placements.
- Joint Venture/ Financial Collaboration.
- Financial Restructuring of Securities.
- Listing of Securities.
- Delisting of Securities.
- Takeover Code Compliances.
- Stock Exchange / SEBI Regular Compliances.
- Loan Syndicate from Banks / Financial Institutions.
- Project Appraisal Management.
Our Professional Services
We offer a comprehensive range of professional services, including:
- Preparation of Proposals
- Preparation of various documents
- Obtaining approvals from various authorities
- Filing of necessary returns and documents
Contact Us
If you are interested in availing our services or have any inquiries, Please fill out the
query form and email it to
contact@navneetaroracs.com.
Insolvency Professionals Services
Our team members are registered as “Insolvency Professionals” with the Insolvency and Bankruptcy Board of India under the Insolvency and Bankruptcy Code, 2016. We provide a range of services related to insolvency resolution management and arbitration resolution in both domestic and international commercial disputes. Our services cover various areas, including commercial contracts disputes, investment disputes, and joint ventures.
Insolvency and Bankruptcy Code 2016
The Government of India has introduced the Insolvency & Bankruptcy Code 2016 to address the issues of reducing non-performing assets (NPAs) and facilitating the recovery of dues for banks and financial institutions. The code establishes separate insolvency resolution processes for individuals, companies, and partnership firms, including Limited Liability Partnerships (LLPs). It aims to provide a swift and time-bound mechanism for handling insolvency proceedings.
Under this code, Insolvency Professionals (IPs) act as intermediaries between companies and their creditors to resolve the insolvency process within 180 days from the date of appointment. Corporate and LLP insolvency cases are dealt with by the National Company Law Tribunal (NCLT), while individual and partnership firm insolvency cases are handled by the Debt Recovery Tribunal (DRT).
The Insolvency and Bankruptcy Code
The Insolvency and Bankruptcy Code is a significant overhaul of the existing framework for dealing with insolvency of various entities. It emphasizes creditor-driven insolvency resolution and aims to streamline the process. The previous system involved multiple overlapping laws and adjudicating forums, which hindered effective and timely recovery or restructuring of defaulted assets.
Our firm, as a Corporate Insolvency Resolution Process (CIRP) professional, takes on various responsibilities in the insolvency resolution process. This includes admission of the application by the National Company Law Tribunal, appointment of Interim Resolution Professionals, and managing various tasks such as taking over debtors’ management, public announcements, claims verification, preparation of creditor lists, reporting to adjudicating authorities, and more.
Contact Us
If you are interested in availing our services or have any inquiries, Please fill out the
query form and email it to
contact@navneetaroracs.com.
Private Equity & Venture Capital Management Services
We provide comprehensive services in Private Equity and Venture Capital Management to support and guide our clients in obtaining strategic investments. Our team of experienced professionals offers specialized sector skills and has a strong local and global network to help businesses unlock their growth potential.
Private Equity
Private Equity plays a vital role in building successful businesses. Our hands-on approach and strategic guidance assist clients in securing Private Equity investments from strategic investors. We focus on arranging investments primarily within India, with a dedicated team for sourcing and evaluating opportunities.
Venture Capital Management
Our team consists of sector and asset class experts, financial and strategic investors. We collaborate to deliver successful business ventures across various sectors. Our deep resource and capital base, along with local and global insights, provide clients with the expertise they need for their early-stage consumer sector opportunities.
Corporate Strategic Services
We offer a range of Corporate Strategic Services for Private Equity and Venture Capital, tailored to each client’s unique business needs. Our services include:
- Corporate Due Diligence Audit
- Planning & Advising Mergers & Amalgamations
- Corporate Restructuring
- Financial Re-engineering & Business Valuation
- Internal Restructuring
- Strategic Acquisitions & Takeovers
- Deal Negotiation & Structuring
- Equity Divestments
- Demerger/Strategic Sale
- Reconstruction, Reorganization, and Winding up of Companies
- Organizing and Managing Shareholder’s Meetings on behalf of clients
- Foreign Collaborations, Joint Ventures, and setting up of subsidiaries in India and abroad
- Memorandum of Understanding, Promoters Agreements, Shareholders Agreements, Commercial & Legal Agreements
- Management Audit and Implementation of Corporate Governance
Contact Us
If you are interested in availing our services or have any inquiries, Please fill out the
query form and email it to
contact@navneetaroracs.com.
Scrutinizer Management Services
Our firm provides efficient Scrutinizer Management Services in accordance with the provisions of the Companies Act, 2013 and the Companies (Management and Administration) Rules, Ministry of Corporate Affairs (MCA). We offer services related to voting by electronic mode for postal ballots and general meetings.
Key Services
We specialize in the following services:
- Electronic Voting (e-Voting)
- Postal Ballot Management
- Notice Sending through Electronic Means
Compliance with Companies Act, 2013
In accordance with the applicable provisions of the law, every listed company or a company having not less than one thousand shareholders is required to provide the facility of e-Voting. The e-Voting process is typically open for a specified duration, ranging from one to three days, and must be completed three days prior to the date of the general meeting.
Contact Us
If you are interested in availing our services or have any inquiries, Please fill out the
query form and email it to
contact@navneetaroracs.com.
Secretarial Audit Services
Secretarial Audit has become increasingly important in ensuring the compliance of corporate entities with various statutory regulations. It not only protects top management from unnecessary hassles but also plays a vital role in compliance. Our firm provides comprehensive Secretarial Audit services to help companies meet their regulatory obligations and streamline their operations.
Types of Secretarial Audit
- Secretarial Audit for Listed Companies: As directed by SEBI, listed companies must undergo secretarial audits. This audit ensures reconciliation of total shares held in CDSL, NSDL, and physical form with the issued and listed capital of companies.
- Secretarial Audit for Public Unlisted Companies: Public unlisted companies are required to conduct audits, particularly if notices are delivered from ROC or other authorities. The audit comments on the company’s proceedings, compliance with relevant acts, and presents adverse comments if necessary.
- Secretarial Audit for Private Limited Companies: Similar to public unlisted companies, private limited companies should undergo yearly audits, commenting on their proceedings and compliance with relevant acts.
- Corporate Governance Audit of Central Public Sector Undertakings: Central public sector enterprises are required to follow corporate governance guidelines. The audit ensures proper implementation of these guidelines to protect the interests of shareholders and stakeholders.
- Due Diligence Report for Banks: Banks need a due diligence report to ensure compliance with statutory prescriptions. The report is provided by professionals, preferably Company Secretaries, as per RBI compliance standards.
- Stock Brokers Audit: Stockbrokers must undergo internal audits on a half-yearly basis to ensure compliance with SEBI regulations. This audit covers areas like prevention of money laundering, investor grievances, handling mechanisms, and more.
Government Recognition
Government recognition of Secretarial Audit is crucial for ensuring compliance and the implementation of a self-regulation era for corporate bodies. By subjecting themselves to Secretarial Audit, companies can avoid technical errors, violations, and non-compliance while demonstrating their bona fide intentions.
Contact Us
If you are interested in availing our services or have any inquiries, Please fill out the
query form and email it to
contact@navneetaroracs.com.